![]() Factors such as the size of your organisation, risk and complexity are taken into account. The length of the audit is determined by a formula set by UKAS. This is so that you’ve had time to generate some evidence about the effectiveness of your system, such as having conducted Internal Audits and Management Reviews, and produced records for the Auditor to examine. The Stage 1 Audit should be performed when you’ve developed and implemented your Management System. The basic objective of the Stage 1 Audit is to determine if you’re ready for the Stage 1 Audit. The Stage 1 Audit is also referred to as the Document Review (or Document Audit) or sometimes as the Readiness Review. It helps you identify your strengths and weaknesses in preparation for the real thing. A qualified Auditor will do this informal pre-assessment, like a dummy run of an audit. This is an optional stage that some certification bodies like ISOQAR offer. Ideally you should ensure that the Certification Body from which the Auditor comes is UKAS accredited.Īn ISO 27001 Information Security Management System Initial Audit is split into two stages, with an optional pre-assessment. ![]() ![]() The Certification Body (CB) will appoint an Auditor or possibly a team of Auditors, depending on the size of your organisation, the number of sites and the scope of your Management System. It’s also known as an external audit, a third party audit or a registration audit and is conducted by a Certification Body. ![]() ![]() This is the ISO 27001 audit you are subjected to in order to determine whether you should be awarded your certificate for the first time. The same process applies for all ISO Management Systems.Īll audits are based on the same principle of checking that you are actually doing what you say you are doing in your documented Management System and verifying that it’s compliant with the ISO standard. You then enter a rolling, three year cycle to maintain your ISO 27001 certification. Once you’ve developed and implemented your ISO 27001 Information Security Management System, it needs to be audited so that you can get the system - and your organisation - certified. It’s a series of connected, ongoing audits and reviews to ensure that your organisation and Management System are compliant with the relevant ISO standard that you want to be certified to. Gaining and maintaining certification for your ISO 27001 Information Security Management (ISMS) system is not a single event. ![]()
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